Financial Services Agreements
We support financial services businesses across all sectors in developing and implementing all types of financial services agreements.
Overview
Depending on the structure of the operations of your financial services business and the types of service providers that you engage to assist in your operations, there are particular financial services agreements that must be developed and implemented to protect your business interests.
Our financial services lawyers have in depth expertise assisting financial services businesses across all sectors with developing and implementing required or recommended financial services agreements with relevant service providers and stakeholders. These financial services agreements include Corporate Authorised Representative Agreements, Responsible Manager Agreements, Investment Management Agreements, Service-Level Agreements and Authorised Intermediary Agreements.
Financial services agreements are typically subject to strict financial services and commercial laws and regulations that require precision and critique in development and implementation for which our financial services lawyers have a wealth of experience dealing with, and ensuring that the process is simplified and stress-free, while maintaining affordable fixed-fee pricing.
Types of Financial Services Agreements We Assist With
- Authorised Representative (AR) and Corporate Authorised Representative (CAR) Agreements
- Responsible Manager (RM) Agreements
- Investment Management Agreements (IMAs)
- Authorised Intermediary Agreements
- Service-Level Agreements (SLAs) (including Custody and Funds Administration)
- Credit Representative Agreements
- Distribution Agreements
Related Industries
Funds Management
Venture Capital
Wealth Management
Corporate Advisory
Payments
Crypto Assets
FinTech
Mortgage Broking & Management
Lending
Debt Management
Insurance
Real Estate
Professional Services
Latest Insights
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Testimonials
We highly recommend Dario to anyone needing assistance navigating the requirements and the complexities of obtaining an Australian Credit Licence. Dario made an overwhelming experience seamless and stress-free. A BIG thank you to Dario and the entire team at Adria Group.
"Adria Group provided us with professional services to assist us in achieving our own AFSL and to say Adria Group exceeded expectations would be an understatement. After seeing the value Adria Group provided to us, we would confidently say we would not have been able to succeed without them."
Contact Us Today.
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Our Details:
- [email protected]
- 1800 955 816
- 388 George Street, Sydney NSW 2000
Do you need expert compliance or legal support? We got you covered.
Book a free consultation or give us a call.