Financial Services Agreements

We support financial services businesses across all sectors in developing and implementing all types of financial services agreements.

Overview

Depending on the structure of the operations of your financial services business and the types of service providers that you engage to assist in your operations, there are particular financial services agreements that must be developed and implemented to protect your business interests.

Our financial services lawyers have in depth expertise assisting financial services businesses across all sectors with developing and implementing required or recommended financial services agreements with relevant service providers and stakeholders. These financial services agreements include Corporate Authorised Representative Agreements, Responsible Manager Agreements, Investment Management Agreements, Service-Level Agreements and Authorised Intermediary Agreements.

Financial services agreements are typically subject to strict financial services and commercial laws and regulations that require precision and critique in development and implementation for which our financial services lawyers have a wealth of experience dealing with, and ensuring that the process is simplified and stress-free, while maintaining affordable fixed-fee pricing.

Types of Financial Services Agreements We Assist With

Authorised Representative (AR) and Corporate Authorised Representative (CAR) Agreements
Responsible Manager (RM) Agreements
Investment Management Agreements (IMAs)
Authorised Intermediary Agreements
Service-Level Agreements (SLAs) (including Custody and Funds Administration)
Credit Representative Agreements
Distribution Agreements

Related Industries

Funds Management

Venture Capital

Wealth Management

Corporate Advisory

Payments

Crypto Assets

FinTech

Mortgage Broking & Management

Lending

Debt Management

Insurance

Real Estate

Professional Services

Hands writing on tax documents with laptop, glasses, and currency on desk.

How to Apply for GIC Remission in Australia

16 October, 2025 Tax

The General Interest Charge (GIC) is imposed by the ATO for unpaid tax debts and can accumulate significantly. Taxpayers may apply for remission under specific ...

A yacht steering wheel with a serene water view during a bright summer day offering leisure and adventure.

How to Determine Your Tax Residency in Australia

16 October, 2025 Tax

Determining tax residency status is essential for understanding tax obligations in Australia, as it can differ from general residency status. Various tests exist, including the ...

Two people shaking hands over laptops and documents in an office, symbolizing a business deal.

Benefits of Hiring an ACL Compliance Expert

15 October, 2025 Financial Services

Businesses with an Australian Credit Licence must comply with the National Consumer Credit Protection Act. Engaging an ACL compliance expert offers cost savings, expertise, and ...

Testimonials

We highly recommend Dario to anyone needing assistance navigating the requirements and the complexities of obtaining an Australian Credit Licence. Dario made an overwhelming experience seamless and stress-free. A BIG thank you to Dario and the entire team at Adria Group.

Bmoney Finance Bora Tuncoglu

Adria Group provided us with professional services to assist us in achieving our own AFSL and exceeded expectations. After seeing the value Adria Group provided to us, we would confidently say we would not have been able to succeed without them.

Redwood Financial Planning Ryan Humphries

Adria Group professionally and efficiently guided me to what I need legally in starting my own small business. They made the complex process simple and easy to understand and allowed for us to getting operating quicker. I would not be going anywhere else for future needs.

Solutions

Industries

About